Meet Marc


Marc Cozzolino

Head of Legal and Compliance AM New York

30 years investment experience

9 years with Vontobel

New York

Vontobel Asset Management Inc.

1540 Broadway, 38th Floor

New York, New York 10036

United States of America

Marc Cozzolino joined Vontobel Asset Management in January 2014. He is Head of Legal and Compliance at Vontobel Asset Management, Inc., New York, responsible for all legal, compliance, and regulatory matters. Before, he served as the first General Counsel for the firm.

Prior to joining Vontobel Asset Management, from 2002 to 2013, he was an Executive Director and Senior Counsel at Morgan Stanley Investment Management. He was a Senior Associate at Curtis, Mallet-Prevost, Colt & Mosle LLP from 2001 to 2002, and a Vice President, Legal at Merrill Lynch Investment Managers from 2000 to 2001. From 1997 to 2000, he was an Assistant General Counsel at The Prudential Insurance Company of America, and from 1994 to 1997, Counsel and Secretary at The Reserve Funds. He began his career in the financial industry in 1993 as a Regulatory Officer at the New Jersey Bureau of Securities.

Marc received his Juris Doctorate from Seton Hall University School of Law in New Jersey and his Bachelor of Arts (with honors) in Government from The College of William and Mary in Virginia.